Licensed Compliance Consultant Job at MARS Solutions Group, Wisconsin

VGpOVzNSN1hrQ0ZJc1l6aERFVkhZOW1zWkE9PQ==
  • MARS Solutions Group
  • Wisconsin

Job Description

MARS Solutions Group is seeking a dynamic Licensed Compliance Consultant (Remote) to join our Client's team. Our client, a leading financial services firm, provides an array of financial solutions, spanning wealth management, asset management, investment banking, and private equity.

100% Remote Role!

Long-term 12 months+ contract!

Job Description:

  • At the core of this role you'll be supporting our advisors and clients in reviewing different investment transactions (new accounts, subsequent transactions, monitoring trades) to make sure we are in compliance with regulations and company policies.
  • Don't worry, we're ready and able to teach you about compliance regulations and company policies that shape our work.
  • What we need from you is a desire to learn the technical subjects and combine that knowledge with the capabilities and experience you bring to the table.

What makes you a great fit for our team?

  • Thrive as a self-directed learner with a strong sense of ownership and accountability
  • Move quickly with enough due diligence to work with and around limited information
  • Learn, take risks, and be open to feedback as part of personal learning and development

What are the must haves for this role ?

  • Bachelor's degree 5+ years of financial industry compliance experience
  • Series 7/24 or 9/10 registrations
  • Related advertising compliance experience
  • Experience with Microsoft Word/Excel, Adobe, & SharePoint

Job Tags

Hourly pay, Remote job,

Similar Jobs

Oreva Technologies, Inc.

Lead MuleSoft Developer Job at Oreva Technologies, Inc.

 ...Job Description Role: MuleSoft Developer Lead Location: Hybrid-Dallas, TX This is a 2+ yearlong project. Interview: In-Person interview is required for this role. CANNOT SUBMIT IF THEY ARE NOT A LEAD For all of the cloud hub experience, the client... 

Insurance Staffing

EPL Claims Adjuster Job at Insurance Staffing

 ...Employment Practices Liability (EPL) Claims Adjuster Chicago, IL $70/hr We are seeking an experienced EPL Claims Adjuster for a...  ...EPL coverage issues Qualifications: Minimum 5 years of experience handling EPL, professional liability, or E&O claims, or a JD... 

South Shore Craft Brewery Corp

Beer sales person Job at South Shore Craft Brewery Corp

 ...growing strong and have canned over 20 different styles of our beer. We have a seven barrel brewing system with 65 barrels of fermentation...  ...accounts. Conduct special events, festivals, beer dinners & tastings as needed. Maximize product velocity by improving... 

AimHire

Senior Hydrogeologist Job at AimHire

 ...analysis Interpretation of water level and water quality data Technical writing about field activities and observations related to geologic and hydrogeologic influences on properties and water resources Formulation and execution of analysis using spreadsheet tools... 

Voca Healthcare

Travel Research Registered Nurse - $2,317 per week Job at Voca Healthcare

 ...Voca Healthcare is seeking a travel nurse RN Research / Clinical Research for a travel nursing job in Wenatchee, Washington. Job Description & Requirements ~ Specialty: Research / Clinical Research ~ Discipline: RN ~ Start Date: ASAP ~ Duration: 13 weeks...